Examples for SEC & EDGAR Data Analysis

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A collection of example notebooks showing how to query, download, extract, and analyze SEC EDGAR filings using the sec-api Python package.

Insider Trades

• Form 4 - Insider Trading API Example | Docs
• Form 144 - Restricted and Control Securities Sales | Docs

Ownership Data APIs

• Form 13F | Docs
  • Portfolio Holdings & Cover Pages Python Example
  • Tutorial
• Form 13D / 13G - Activist Investor Filings | Docs

Investment Companies

• Form N-CEN - Annual Reports | Docs
• Form N-PX - Proxy Voting Records | Docs
• Form N-PORT | Docs
  • Portfolio Holdings Quick Start
  • API Reference
  • Extract ETF Constituents
  • Swap Derivative Example

Investment Advisers — IAs, Firms (SEC & State Registered), Individuals, ERAs

• Form ADV - Python Examples | Docs

Public Companies Datasets

• Audit Fees API | Docs
• Directors & Board Members API | Docs
• Executive Compensation API | Docs
  • Quick Start
  • Ticker Lookup
  • Example
  • Export to Excel
• Subsidiary API (Exhibit 21) | Docs
• Float API - Outstanding Shares | Docs
• Mapping API - Ticker / CIK / CUSIP | Docs

Form 8-K — Structured Material Events

• Analyze 8-K Filings & Material Event Disclosure Activity | Docs
• Find Filings by Item Number (8-K, Form D)
• Item-Specific Tutorials
  • Item 4.01 - Auditor and Accountant Changes | Docs
  • Item 4.02 - Non-Reliance Disclosures | Docs
  • Item 5.02 - Change of Directors, Board Members and Compensation Plans | Docs
• Exhibit Downloads
  • Download Press Releases from 8-K Filings
  • Download Ex-99 Exhibits from 8-K Filings

Offerings & Registration Statements

• Form C - Crowdfunding Campaigns | Docs
• Form D - Exempt Offerings & Private Placements | Docs
• Form 1A / 1K / 1Z - Regulation A Offering Statements | Docs
• Registration Statements & Prospectuses (S-1, 424B) | Docs
  • Search S-1 & 424B Filings
  • 424B4 Prospectuses by Year
  • Top 20 Largest Offerings by Year
  • Most-Used Law Firms in Securities Offerings

Enforcement Actions, Proceedings, AAERs

• SEC Litigation Releases | Docs
• SEC Administrative Proceedings | Docs
• Accounting and Auditing Enforcement Releases (AAERs) | Docs
• SEC Comment Letters - Download & Analyze | Docs

EDGAR Filing Search & Query

• Query API | Docs
  • Quick Start
  • Lucene Syntax Tutorial
  • Search Filings by Ticker, Form Type, Date
  • Locate Filing URLs
• Full-Text Search API - Quick Start | Docs

Filing Download, Extraction & Rendering

• Download API | Docs
  • Quick Start
  • Download XML Files
  • Download SEC Filings from EDGAR
  • Download Material Contracts (Ex-10)
• PDF Generator API | Docs
  • Quick Start
  • Download Filings as PDFs
• Extractor API | Docs
  • Quick Start
  • Extract 10-K Sections
  • Extract 10-Q Sections
  • Extract 8-K Sections
  • Download Multiple 10-K Sections
  • Clean Extracted Sections
  • Extract Textual Data from 10-K

XBRL Financial Data

• XBRL-to-JSON API | Docs
  • XBRL with Python
  • Extract Financial Statements
  • Google Revenue Analysis
• XBRL Source Files
  • Download XBRL Files from EDGAR
  • Download XSD URLs
• SEC EDGAR Form Types Supporting XBRL

Financial Reports & Bulk Downloads

• Financial Statements as Excel Files
  • Quick Example
  • Full Walkthrough
• Russell 3000 - Bulk Download 10-K Filings
  • Quick Example
  • Full Walkthrough

EDGAR Analytics & Utilities

• EDGAR Filing Trends 1994–2022
• EDGAR Filer Analysis
• List Fiscal Period End Dates
• Export Filing Metadata to CSV

Research & Market Data

• Fama-French Factor Model
• Testing Statistical Significance in Financial Data
• Fed Funds Rate Projections